James
Galbraith

Steward Partners Investment Advisory, LLC

CRD#2242349
Investment Advisor
in New York, NY
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About this Advisor

James Galbraith is a certified financial planner working in New York, New York, who has 10 years in the industry. Galbraith is on the advisory team at Steward Partners Investment Advisory, LLC. Galbraith has gained experience at Wells Fargo Clearing Services, LLC, Raymond James Financial Services, Inc, Wachovia Securities, LLC, Wells Fargo Advisors LLC, Steward Partners Global Advisory, LLC and Steward Partners Investment Advisory, LLC. Galbraith holds a Series 63 license, designating them as a securities representative, and is approved to operate in New Jersey and Texas. Steward Partners Investment Advisory, LLC is a financial advisory business based out of New York, New York. It has offices in 17 locations and a total of 137 employees. It oversees $5 billion in total assets between its 12,434 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm advises 17 charitable organizations. Of its 12,434 accounts, 30% belong to high-net-worth individuals who have more than $1 million in assets. Steward Partners Investment Advisory, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees for financial management depend on which services the firm provides the client. Fees charged by Steward Partners Investment Advisory, LLC can be comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

140 E, 45Th St. 36Th Floor
New York, NY 10017

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Steward Partners Investment Advisory, LLC Brokerage Details

Total Assets Under Management

$5,250,264,922

NY Average: $7,464,549,021
Total Number of Employees

137

NY Average: 88
Total Number of Accounts

12,434

NY Average: 3,892
Average Account Size

$422,251

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

James Galbraith Work History

James has 10 years of experience.

2018 - Present (1 years)

Raymond James Financial Services, Inc

2018 - Present (1 years)

Steward Partners Global Advisory, LLC

2018 - Present (1 years)

Steward Partners Investment Advisory, LLC

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

James Galbraith has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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