James
Holland

Hsbc Securities (Usa) Inc

CRD#2205488
Investment Advisor
in New York, NY
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About this Advisor

James Holland is a chartered financial analyst working in New York, New York, with a total of 12 years of work experience. Holland is an employee of Hsbc Securities (Usa) Inc. Over the course of their career, Holland has held roles at Hsbc Private Bank and Hsbc Bank. Holland holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Washington, D.c. and Texas. Hsbc Securities (Usa) Inc is an advisory firm that has its headquarters in New York, New York. The company has offices in 229 locations and a total of 943 advisors. It has $4 billion in assets under management among its 16,410 customer accounts, placing it among the largest firms in the country by assets under management. The firm serves two charities and foundations. Of its 16,410 customer accounts, just 12% are associated with high-net-worth clients who have more than $1 million in assets. Hsbc Securities (Usa) Inc offers a broad range of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial management typically depend on which services the firm provides the client. However, fee types charged by Hsbc Securities (Usa) Inc likely include some blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years of Experience

12 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

452 Fifth Avenue 6Th Floor
New York, NY 10018

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,665,289,127

NY Average: $7,464,549,021
Total Number of Employees

943

NY Average: 88
Total Number of Accounts

16,410

NY Average: 3,892
Average Account Size

$223,357

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

James Holland Work History

James has 12 years of experience.

2015 - Present (4 years)

Hsbc Private Bank

2006 - 2015 (9 years)

Hsbc Bank

Disclosures

James Holland has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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