James
Sheehan

Raymond James & Associates, Inc

CRD#2911002
Investment Advisor
in New York, NY
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About this Advisor

James Sheehan is a certified financial planner based in New York, New York, with 12 years of financial industry experience. Sheehan currently works for Raymond James & Associates, Inc. During their career, Sheehan has held roles at Raymond James & Associates and Ubs Financial Services Inc. Sheehan holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in New Jersey and Texas. Raymond James & Associates, Inc is a financial advisory firm that has its headquarters in New York, New York. The firm has offices in 422 locations and a total of 13,277 advisors. It manages $143 billion in assets across its 472,443 client accounts, placing it among the largest firms in the United States by assets under management. The firm advises 385 charitable organizations. Of its 472,443 client accounts, just 6% are associated with high-net-worth investors who have at least $1 million in investable assets. The company has a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules usually vary depending on which services the firm provides the client. However, fees charged by Raymond James & Associates, Inc likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

350 Park Avenue 11Th Floor And 12Th Floor
New York, NY 10022

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Raymond James & Associates, Inc Brokerage Details

Total Assets Under Management

$176,057,305,373

NY Average: $1,855,561,029
Total Number of Employees

14,205

NY Average: 62
Total Number of Accounts

591,180

NY Average: 2,474
Average Account Size

$297,807

NY Average: $750,025

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

James Sheehan Work History

James has 12 years of experience.

2017 - Present (2 years)

Raymond James & Associates

2006 - 2017 (11 years)

Ubs Financial Services Inc

Disclosures

James Sheehan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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