Jared
Finkelstein

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5420713
Investment Advisor
in New York, NY
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About this Advisor

Jared Finkelstein is a certified financial planner in New York, New York. Currently an advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, Finkelstein has 11 years of professional experience as an investment advisor. Finkelstein holds Series 63 and Series 66 licenses, designating the advisor as a securities representative. Finkelstein can operate based out of Connecticut and Texas. During their career, Finkelstein has held roles at J.P. Morgan Securities LLC, Sanford C. Bernstein & Co., LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in New York, New York, and operates out of 2,958 other offices across the nation. As a company, Merrill Lynch, Pierce, Fenner & Smith Inc manages $820 billion in assets across 2,272,151 accounts and employs more than 40,146 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 755,507 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 3% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

114 W 47Th St
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$819,825,501,997

NY Average: $7,464,549,021
Total Number of Employees

40,146

NY Average: 88
Total Number of Accounts

2,272,151

NY Average: 3,892
Average Account Size

$360,815

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Jared Finkelstein Work History

Jared has 11 years of experience.

2014 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - Present (5 years)

Bank Of America, N.A

2011 - 2014 (3 years)

J.P. Morgan Securities LLC

2007 - 2011 (4 years)

Sanford C. Bernstein & Co., LLC

Disclosures

Jared Finkelstein has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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