Ubs Financial Services Inc

Investment Advisor
in New York, NY
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About this Advisor

Jay Lee is a chartered financial analyst working out of New York, New York, who has 13 years of experience as a financial advisor. Lee is on the advisory team at Ubs Financial Services Inc. Over the course of their career, Lee has held roles at Neuberger Berman LLC and Ubs Financial Services Inc. Lee has a Series 63 license, designating them as a securities representative, and can advise clients in New Jersey and Texas. Ubs Financial Services Inc is a registered investment business that has its headquarters in New York, New York. The firm has offices in 369 locations and a total of 13,402 advisors. It manages $496 billion in assets under management across its 922,927 client accounts, placing it among the largest firms in the country by assets under management. The firm provides financial advisory services to 4,543 charitable organizations. Of its 922,927 customer accounts, 52% are associated with high-net-worth clients who have more than $1 million in investable assets. The business performs a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fee schedules typically depend on which services the firm provides the client. Fee types charged by Ubs Financial Services Inc most likely include any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

299 Park Avenue 8Th, 9Th, and 11Th Floors
New York, NY 10171

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


NY Average: $10,121,009,343
Total Number of Employees


NY Average: 92
Total Number of Accounts


NY Average: 6,978
Average Account Size


NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Jay Lee Work History

Jay has 13 years of experience.

2015 - Present (4 years)

Ubs Financial Services Inc

2005 - 2015 (10 years)

Neuberger Berman LLC


Jay Lee has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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