Jeffrey
Rozenberg

First Republic Investment Management, Inc

CRD#6086937
Investment Advisor
in New York, NY

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About this Advisor

Jeffrey Rozenberg is a financial advisor based out of New York, New York, with 2 years of relevant experience. Rozenberg works at First Republic Investment Management, Inc. Throughout their career, they have worked at Morgan Stanley, Morgan Stanley Private Bank, National Association, First Republic Securities Company, LLC and First Republic Investment Management, Inc. Rozenberg maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in New Jersey and New York. First Republic Investment Management, Inc is an advisory firm based out of San Francisco, CA. The company has offices in 37 locations and a total of 1,165 employees. It handles $140 billion in total assets across its 84,774 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides services to 393 charities and foundations. Of its 84,774 customer accounts, 43% belong to high-net-worth individuals who have at least $1 million in assets. First Republic Investment Management, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely are based on which services the firm provides the client. However, fee types charged by First Republic Investment Management, Inc may include asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Office Location

1230 Avenue Of The Americas
New York, NY 10020

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First Republic Investment Management, Inc Brokerage Details

Total Assets Under Management

$139,511,326,231

NY Average: $7,578,581,321
Total Number of Employees

1,165

NY Average: 43
Total Number of Accounts

84,774

NY Average: 3,727
Average Account Size

$1,645,685

NY Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jeffrey Rozenberg Work History

Jeffrey has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

First Republic Securities Company, LLC

2021 - Present (3 years)

First Republic Investment Management, Inc

2015 - 2021 (6 years)

Morgan Stanley Private Bank, National Association

2012 - 2021 (9 years)

Morgan Stanley

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jeffrey Rozenberg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Republic Investment Management, Inc

Arthur Karabelas
Boston, MA
Tracey Graziosa
New York, NY
Sean Oliveira
Boston, MA
Noah Fox
San Francisco, CA
John Garofalo
Los Angeles, CA
Mark Palmer
San Francisco, CA
Leland Mindnich
Wellesley Hills, MA
Mark Beatini
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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