Joanna
Sawruk

B. Riley Asset Management

CRD#5070911
Investment Advisor
in New York, NY
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About this Advisor

Joanna Sawruk is a certified financial planner working out of New York, New York, who has 11 years of experience as a financial advisor. Sawruk is on the advisory team at B. Riley Asset Management. Throughout their career, Sawruk has worked at Ladenburg Thalmann & Co. Inc, Us Trust, Bank Of America, Fbr Capital Markets & Co, B. Riley Capital Management, LLC and B. Riley & Co., LLC. Sawruk holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to operate in California. B. Riley Asset Management is an advisory company that has its headquarters in New York, New York. The investment advisory business has offices in four locations and a total of 31 advisors. It controls $786 million in assets across its 138 accounts, placing it among the larger financial advisory firms in the country by assets under management. The firm serves one charities and foundations. Of its 138 client accounts, 61% are associated with high-net-worth investors who have greater than $1 million in investable assets. B. Riley Asset Management performs a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and selection of other advisers. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types billed by B. Riley Asset Management may include asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Selection of other advisers

Fee Structure

Percentage of Assets, Performance-based Fees

Disclosures

No

Office Location

590 Madison Avenue 29Th Floor
New York, NY 10022

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B. Riley Asset Management Brokerage Details

Total Assets Under Management

$431,717,752

NY Average: $7,578,581,321
Total Number of Employees

38

NY Average: 43
Total Number of Accounts

15

NY Average: 3,727
Average Account Size

$28,781,183

NY Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Selection of other advisers

Joanna Sawruk Work History

Joanna has 11 years of experience.

2017 - Present (2 years)

Fbr Capital Markets & Co

2015 - Present (4 years)

B. Riley & Co., LLC

2013 - Present (6 years)

B. Riley Capital Management, LLC

2013 - 2015 (2 years)

Ladenburg Thalmann & Co. Inc

2012 - 2013 (1 year)

Us Trust, Bank Of America

2010 - 2012 (2 years)

Ladenburg Thalmann & Co. Inc

2007 - 2009 (2 years)

Ladenburg Thalmann & Co. Inc

Disclosures

Joanna Sawruk has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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