E*Trade Capital Management, LLC

Investment Advisor
in New York, NY
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About this Advisor

John Regier is a certified financial planner in New York, New York. Currently a registered financial advisor with E*Trade Capital Management, LLC, Regier has 12 years of professional experience in the financial advisory industry. Regier has a Series 66 license, which certifies the advisor as both a securities agent and an investment advisor representative. Regier is able to advise customers based out of California, Texas and West Virginia. Throughout their career, they have worked at Santa Clara University, Merrill Lynch, Sagemark Consulting, Lincoln Financial Advisors, E*Trade Capital Management LLC and E*Trade Securities LLC. E*Trade Capital Management, LLC is headquartered in New York, New York, and has 33 offices in the United States. The level of assets currently under the firm's management places it among the biggest firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the advisory firm's 29,958 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in capital. E*Trade Capital Management, LLC offers portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets



Office Location

11 Times Square 32Nd Fl
New York, NY 10036

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

John Regier Work History

John has 12 years of experience.

2016 - Present (3 years)

E*Trade Capital Management LLC

2016 - Present (3 years)

E*Trade Securities LLC

2010 - 2010 (< 1 year)

Sagemark Consulting

2010 - 2016 (6 years)

Lincoln Financial Advisors

2009 - 2009 (< 1 year)

Merrill Lynch

2006 - 2010 (4 years)

Santa Clara University


John Regier has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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