E*Trade Capital Management, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
John Regier is a certified financial planner in New York, New York. Currently a registered financial advisor with E*Trade Capital Management, LLC, Regier has 12 years of professional experience in the financial advisory industry. Regier has a Series 66 license, which certifies the advisor as both a securities agent and an investment advisor representative. Regier is able to advise customers based out of California, Texas and West Virginia. Throughout their career, they have worked at Santa Clara University, Merrill Lynch, Sagemark Consulting, Lincoln Financial Advisors, E*Trade Capital Management LLC and E*Trade Securities LLC. E*Trade Capital Management, LLC is headquartered in New York, New York, and has 33 offices in the United States. The level of assets currently under the firm's management places it among the biggest firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the advisory firm's 29,958 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in capital. E*Trade Capital Management, LLC offers portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
E*Trade Capital Management, LLC Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
John Regier Work History
John has 12 years of experience.
E*Trade Capital Management LLC
E*Trade Securities LLC
Lincoln Financial Advisors
Santa Clara University
John Regier has no disclosures.
Please visit their SEC profile for more details.