Joseph
Franklin

Stratos Wealth Partners, LTD

CRD#855354
Investment Advisor
in Tarrytown, NY

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About this Advisor

Joseph Franklin is a chartered financial consultant based out of Tarrytown, New York who has 7 years of relevant experience. Franklin is currently employed by Stratos Wealth Partners, LTD. Their career trajectory has included roles at New York Life Insurance Company, Nylife Securities Inc, J.M. Franklin & Company, LLC, Lpl Financial, LLC and Stratos Wealth Partners, LTD. Franklin holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Florida, Louisiana, New York, Ohio and Texas. Stratos Wealth Partners, LTD is an advisory company operating out of Beachwood, OH. The firm has offices in 101 locations and a total of 525 people on staff. It handles $10 billion in total assets across its 33,863 customer accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 82 charitable organizations. Of its 33,863 customer accounts, just 5% are held by high-net-worth individuals who have more than $1 million in assets. The business performs a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice are based on which services the firm provides the client. Fee types charged by Stratos Wealth Partners, LTD can include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

660 White Plains Rd. Suite 530
Tarrytown, NY 10591

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Stratos Wealth Partners, LTD Brokerage Details

Total Assets Under Management

$10,316,254,814

NY Average: $2,106,341,625
Total Number of Employees

525

NY Average: 34
Total Number of Accounts

33,863

NY Average: 1,972
Average Account Size

$304,647

NY Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joseph Franklin Work History

Joseph has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Lpl Financial, LLC

2016 - Present (8 years)

Stratos Wealth Partners, LTD

2012 - 2016 (4 years)

J.M. Franklin & Company,LLC

1979 - 2016 (37 years)

Nylife Securities Inc

1973 - 2016 (43 years)

New York Life Insurance Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Franklin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stratos Wealth Partners, LTD

Elaine Gennawey
Irvine, CA
Jesse Brady
Millis, MA
Luis Camacho
Beachwood, OH
Terrence Mckelvey
Beverly Hills, CA
Donald Dietz
Conway, AR
Daniel Scharlach
Angola, IN
Jessica Lucius
Fostoria, OH
Philip Garrett
Metairie, LA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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