Joseph
Palone

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5884691
Investment Advisor
in New York, NY
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About this Advisor

Joseph Palone is a financial advisor who works in New York, New York, who has 11 years of experience as a financial advisor. Palone is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, they have held roles at Gateway Advisory LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Bloomberg, L.P, Citibank, N.A and Terra Momo Restaurant Group. Palone maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in New Jersey. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment business that has its headquarters in New York, New York. The investment advisory business has offices in 2,958 locations and a total of 40,146 people on staff. It handles $820 billion in assets under management among its 2,272,151 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 4,667 charities and foundations. Of its 2,272,151 accounts, just 3% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management vary depending on the services offered. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc can be comprised of any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

One Bryant Park
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$819,825,501,997

NY Average: $7,464,549,021
Total Number of Employees

40,146

NY Average: 88
Total Number of Accounts

2,272,151

NY Average: 3,892
Average Account Size

$360,815

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Joseph Palone Work History

Joseph has 11 years of experience.

2014 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2013 - 2014 (1 years)

Bloomberg, L.P

2011 - 2011 (0 years)

Gateway Advisory LLC

2011 - 2013 (2 years)

Citibank, N.A

2007 - 2011 (4 years)

Terra Momo Restaurant Group

Disclosures

Joseph Palone has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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