Kaitlin
Nicholis

Tiaa-Cref Individual & Institutional Services, LLC

CRD#6563867
Investment Advisor
in New York, NY
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About this Advisor

Kaitlin Nicholis is a financial advisor operating in New York, New York, who has been in the advisory business for 10 years. Nicholis is on the advisory team at Tiaa-Cref Individual & Institutional Services, LLC. Over the course of their career, Nicholis has held roles at Commonwealth Financial Network, Element Financial Group, Sperry, Mitchell & Company, Time Off To Care For Terminally Ill Mother, Janklow & Nesbit Associates, Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Nicholis holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and is registered to operate in Connecticut. Tiaa-Cref Individual & Institutional Services, LLC is an advisory company headquartered in New York, New York. The firm has offices in 153 locations and a total of 1,991 advisors. It oversees $26 billion in assets between its 64,735 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm provides financial advice to 38 charities and foundations. Of its 64,735 accounts, 62% are associated with high-net-worth investors who have at least $1 million in investable assets. Tiaa-Cref Individual & Institutional Services, LLC has a few services, such as financial planning services and portfolio management for individuals and small businesses. Financial advisory fees typically depend on which service is offered. Fees billed by Tiaa-Cref Individual & Institutional Services, LLC most likely consist of asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

730 Third Avenue Nyc Regional
New York, NY 10017

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,183,075,928

NY Average: $7,464,549,021
Total Number of Employees

1,988

NY Average: 88
Total Number of Accounts

69,021

NY Average: 3,892
Average Account Size

$364,861

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Kaitlin Nicholis Work History

Kaitlin has 10 years of experience.

2018 - Present (1 year)

Tiaa-Cref Individual & Institutional Services, LLC

2018 - Present (1 year)

Tiaa

2015 - 2018 (3 years)

Commonwealth Financial Network

2015 - 2018 (3 years)

Element Financial Group

2013 - 2015 (2 years)

Sperry, Mitchell & Company

2013 - 2013 (< 1 year)

Time Off To Care For Terminally Ill Mother

2008 - 2012 (4 years)

Janklow & Nesbit Associates

Disclosures

Kaitlin Nicholis has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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