Kelvin
Wong

E*Trade Capital Management, LLC

CRD#6099128
Investment Advisor
in New York, NY
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About this Advisor

Kelvin Wong is a certified financial planner who works in New York, New York, with a total of 18 years of experience as a financial advisor. Wong is an advisor for E*Trade Capital Management, LLC. The advisor has gained experience at Insphere Insurance Solution, Guardian Life Insurance Co Of America, Park Avenue Securities LLC, Cisco Systems, Ameriprise Financial Services, Inc, E*Trade Capital Management LLC, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Health Markets and Hyve Solutions. Wong holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. E*Trade Capital Management, LLC is a company operating out of New York, New York. It has $5 billion in assets among its 29,958 client accounts, making it one of the biggest firms in the nation by assets under management. E*Trade Capital Management, LLC performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advisory services usually are based on the type of financial services. However, fee types charged by E*Trade Capital Management, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

18 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

11 Times Square 32Nd Fl
New York, NY 10036

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management

$5,444,881,787

NY Average: $7,464,549,021
Total Number of Accounts

29,958

NY Average: 3,892
Average Account Size

$181,751

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Kelvin Wong Work History

Kelvin has 18 years of experience.

2017 - Present (2 years)

E*Trade Capital Management LLC

2017 - 2017 (0 years)

Business Networking Formula

2017 - Present (2 years)

E*Trade Securities LLC

2016 - 2017 (1 years)

Waddell & Reed, Inc

2016 - 2017 (1 years)

Various Insurance Carriers For W&R Insurance Agencies

2016 - 2016 (0 years)

Hyve Solutions

2014 - 2016 (2 years)

Ameriprise Financial Services,Inc

2013 - 2014 (1 years)

Insphere Insurance Solution

2013 - 2014 (1 years)

Health Markets

2012 - 2012 (0 years)

Guardian Life Insurance Co Of America

2012 - 2013 (1 years)

Park Avenue Securities LLC

2000 - 2012 (12 years)

Cisco Systems

Disclosures

Kelvin Wong has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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