Kurt
Lippincott

Mml Investors Services, LLC

CRD#3274488
Investment Advisor
in Springfield, MA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kurt Lippincott is a chartered financial analyst who works in Springfield, Massachusetts who has 1 year of industry experience. Lippincott is an employee of Mml Investors Services, LLC. Throughout their career, they have worked at City National Rochdale, Credit Suisse Securities (Usa) LLC, Massmutual and Mml Investors Services, LLC. Lippincott holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Connecticut. Mml Investors Services, LLC is an advisory firm based in Springfield, MA. The investment advisory business has offices in 1,155 locations and a total of 7,379 employees. It has $59 billion in total assets among its 326,297 accounts, making it one of the largest firms in the country by assets under management. The firm provides services to 447 charities and foundations. Mml Investors Services, LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees usually are based on which service is offered. However, fees charged by Mml Investors Services, LLC most likely include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

1295 State Street
Springfield, MA 01111

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$58,787,051,166

MA Average: $16,012,751,954
Total Number of Employees

7,379

MA Average: 118
Total Number of Accounts

326,297

MA Average: 4,567
Average Account Size

$180,164

MA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kurt Lippincott Work History

Kurt has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Massmutual

2021 - Present (3 years)

Mml Investors Services, LLC

2014 - 2021 (7 years)

City National Rochdale

2003 - 2014 (11 years)

Credit Suisse Securities (Usa) LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kurt Lippincott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mml Investors Services, LLC

Jeremy Harness
Chesterfield, MO
Jill Raymond
Walnut Creek, CA
David Samuelsen
Springfield, MA
Christopher Thrower
Dallas, TX
John Whitehead
Lake Oswego, OR
Patrick Thuecks
Dallas, TX
Robert Ahrendt
Seattle, WA
Brady Murray
Lehi, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started