Laura
Kane

Ubs Financial Services Inc

CRD#6188085
Investment Advisor
in New York, NY
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About this Advisor

Laura Kane is an investment advisor who lives in New York, New York. Currently a registered investment advisor with Ubs Financial Services Inc, Kane has 11 years of professional experience in the financial advisory industry. Kane holds a Series 63 license, certifying the advisor as a securities agent. Kane is registered to work with customers based out of New Jersey. During their career, Kane has held roles at Ubs Financial Services, Jpmorgan Chase and Barclays Capital Inc. Ubs Financial Services Inc is headquartered in New York, New York, and operates out of 369 locations in the United States. As a company, Ubs Financial Services Inc manages $496 billion in assets throughout 922,927 accounts and retains more than 13,402 people. The firm's total assets under management places it among the biggest financial advisory firms in the United States. The firm manages 453,419 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 52% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

1285 Avenue Of The Americas
New York, NY 10019

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

NY Average: $10,121,009,343
Total Number of Employees

13,335

NY Average: 92
Total Number of Accounts

957,738

NY Average: 6,978
Average Account Size

$517,923

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Laura Kane Work History

Laura has 11 years of experience.

2015 - Present (4 years)

Ubs Financial Services

2013 - 2015 (2 years)

Barclays Capital Inc

2007 - 2013 (6 years)

Jpmorgan Chase

Disclosures

Laura Kane has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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