Mary
Schwartz

Symphonic Financial Advisors LLC

CRD#1619044
Investment Advisor
in New York, NY
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About this Advisor

Mary Schwartz is a certified financial planner working in New York, New York, who has been in the financial industry for 31 years. Schwartz works at Symphonic Financial Advisors LLC. Over the course of their career, Schwartz has held roles at Various Insurance Carriers For W&R Insurance Agencies and Waddell & Reed, Inc. Schwartz holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas, Wisconsin and Virginia. Symphonic Financial Advisors LLC is a firm that has its headquarters in New York, New York. The investment advisory business has offices in 12 locations and a total of six people on staff. It has $132 million in total assets across its 1,541 customer accounts, making it one of the mid-sized financial advisory firms in the nation by assets under management. Symphonic Financial Advisors LLC offers a few services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Financial management fees largely are based on which service is offered. However, fees charged by Symphonic Financial Advisors LLC may include any blend of asset-based, hourly and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

31 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Hourly Charges, Commissions

Disclosures

No

Office Location

400 Park Avenue 10Th Floor
New York, NY 10022

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Symphonic Financial Advisors LLC Brokerage Details

Total Assets Under Management

$122,851,364

NY Average: $7,464,549,021
Total Number of Employees

6

NY Average: 88
Total Number of Accounts

1,325

NY Average: 3,892
Average Account Size

$92,718

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Mary Schwartz Work History

Mary has 31 years of experience.

1987 - Present (32 years)

Various Insurance Carriers For W&R Insurance Agencies

1987 - Present (32 years)

Waddell & Reed, Inc

Disclosures

Mary Schwartz has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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