Matthew
Ward

Hsbc Securities (Usa) Inc

CRD#6079163
Investment Advisor
in New York, NY
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About this Advisor

Matthew Ward is a certified financial planner operating out of New York, New York, with 13 years of professional experience. Ward is an advisor for Hsbc Securities (Usa) Inc. The advisor has gained experience at Chaminade High School, Town Of Oyster Bay, College Of The Holy Cross, Northwestern Mutual, Ing Financial Partners, Hsbc Securities (Usa) Inc and Hsbc Bank Usa, N.A. Ward has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Delaware, New Jersey, North Carolina, Texas and Louisiana. Hsbc Securities (Usa) Inc is a registered investment business based in New York, New York. The firm has offices in 229 locations and a total of 943 advisors. It administers $4 billion in assets across its 16,410 client accounts, making it one of the largest firms in the United States by assets under management. The firm advises two charities and foundations. Of its 16,410 customer accounts, just 12% are held by high-net-worth clients who have at least $1 million in investable assets. The business offers a broad assortment of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors are based on which services the firm provides the client. However, fee types billed by Hsbc Securities (Usa) Inc most likely are comprised of any combination of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

302 3Rd Ave.
New York, NY 10010

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,665,289,127

NY Average: $7,464,549,021
Total Number of Employees

943

NY Average: 88
Total Number of Accounts

16,410

NY Average: 3,892
Average Account Size

$223,357

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Matthew Ward Work History

Matthew has 13 years of experience.

2016 - Present (3 years)

Hsbc Bank Usa, N.A

2016 - 2016 (0 years)

Hsbc Securities (Usa) Inc

2014 - 2016 (2 years)

Hsbc Securities (Usa) Inc

2013 - 2013 (0 years)

Ing Financial Partners

2012 - 2012 (0 years)

Northwestern Mutual

2009 - 2013 (4 years)

College Of The Holy Cross

2005 - 2009 (4 years)

Chaminade High School

2005 - 2011 (6 years)

Town Of Oyster Bay

Disclosures

Matthew Ward has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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