Mike
Berman

Morgan Stanley

CRD#2192935
Investment Advisor
in New York, NY
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About this Advisor

Mike Berman is a certified financial planner based out of New York, New York, who has been in the advisory business for 22 years. Berman works at Morgan Stanley. Their career trajectory has included roles at Chase Investment Services Corp, #Ia Chase Investment Services Corp, Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Berman holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in New Jersey and Texas. Morgan Stanley is a business that has its headquarters in New York, New York. It has offices in 702 locations and a total of 26,000 employees. It has $735 billion in assets among its 1,724,668 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 283 charitable organizations. Morgan Stanley performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services depend on which services are offered. Fee types billed by Morgan Stanley may include any blend of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

1290 Avenue Of The Americas
New York, NY 10104

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Morgan Stanley Brokerage Details

Total Assets Under Management

$729,249,310,930

NY Average: $7,464,549,021
Total Number of Employees

26,000

NY Average: 88
Total Number of Accounts

1,815,592

NY Average: 3,892
Average Account Size

$401,659

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Mike Berman Work History

Mike has 22 years of experience.

2015 - Present (4 years)

Morgan Stanley Private Bank, National Association

2011 - Present (8 years)

Morgan Stanley Smith Barney

1996 - 2011 (15 years)

Chase Investment Services Corp

1996 - 2011 (15 years)

#Ia Chase Investment Services Corp

Disclosures

Mike Berman has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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