Milind
Shah

Sa Stone Investment Advisors Inc

CRD#3270126
Investment Advisor
in New York, NY
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About this Advisor

Milind Shah is a certified financial planner whose office is in New York, New York. Currently a registered investment advisor at Sa Stone Investment Advisors Inc, Shah has 17 years of professional experience as an investment advisor. Shah holds Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Shah can work with clients in Alabama, Arizona, California, Maryland, Oregon, South Carolina, Colorado, Connecticut, Massachusetts, New Jersey, Ohio, Delaware, Florida, Illinois, New Mexico, North Carolina, Pennsylvania and Virginia. The advisor has gained experience at Sterne Agee, New England Securities and Metlife Securities Inc. Sa Stone Investment Advisors Inc is headquartered in New York, New York, and has 146 other offices in the United States. In total, Sa Stone Investment Advisors Inc oversees $1 billion in assets throughout 6,782 client accounts and retains more than 265 people. The firm's total assets under management places it among the largest investment advisory firms in the nation. The firm manages 4,459 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 3% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Sa Stone Investment Advisors Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services, educational seminars and other services. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

420 Lexington Avenue Suite 2400
New York, NY 10170

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Sa Stone Investment Advisors Inc Brokerage Details

Total Assets Under Management

$1,400,215,619

NY Average: $1,620,585,161
Total Number of Employees

265

NY Average: 52
Total Number of Accounts

6,046

NY Average: 1,560
Average Account Size

$231,594

NY Average: $1,038,837

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops
  • Other

Milind Shah Work History

Milind has 17 years of experience.

2015 - Present (4 years)

Sterne Agee

2015 - 2015 (0 years)

Metlife Securities Inc

2001 - 2014 (13 years)

New England Securities

Disclosures

Milind Shah has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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