Nicholas
Franco

Park Avenue Securities LLC

CRD#4332448
Investment Advisor
in Staten Island, NY

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About this Advisor

Nicholas Franco is a financial advisor working in Staten Island, New York, with 10 years of professional experience. Franco is an employee of Park Avenue Securities LLC. The advisor has gained experience at Chelsea Financial Services, First Investors Corporation, Forestors Advisory Services LLC, Foresters Financial Services, Inc, Foresters Financial Services, Park Avenue Securities and Guardian Life Insurance. Franco has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in Florida, New Jersey and Texas. Park Avenue Securities LLC is a firm that has its headquarters in Staten Island, New York. It has offices in 86 locations and a total of 1,745 people on staff. It has $6 billion in assets between its 31,460 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 63 charitable organizations. Of its 31,460 customer accounts, 17% are held by high-net-worth individuals who have at least $1 million in assets. Park Avenue Securities LLC provides a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial advisory services are based on which services are offered. Fee types billed by Park Avenue Securities LLC likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

6939 Amboy Road
Staten Island, NY 10309

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$5,705,775,495

NY Average: $7,464,549,021
Total Number of Employees

1,745

NY Average: 88
Total Number of Accounts

31,460

NY Average: 3,892
Average Account Size

$181,366

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Nicholas Franco Work History

Nicholas has 10 years of experience.

2020 - Present (1 year)

Park Avenue Securities

2020 - Present (1 year)

Guardian Life Insurance

2019 - 2020 (1 year)

Park Avenue Securities

2019 - 2020 (1 year)

Park Avenue Securities

2019 - 2020 (1 year)

Guardian Life Insurance

2016 - 2018 (2 years)

Foresters Financial Services

2015 - 2016 (1 year)

Foresters Financial Services, Inc

2014 - 2018 (4 years)

Forestors Advisory Services LLC

2010 - 2010 (< 1 year)

Chelsea Financial Services

2010 - 2015 (5 years)

First Investors Corporation

Disclosures

Nicholas Franco has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Park Avenue Securities LLC

Alex Kastrinakis
Pittsfield, MA
Dustin Goss
Austin, TX
Robert Hatcher
Southfield, MI
Elizabeth Timmer
Salt Lake City, UT
Chad Mcmains
Bentonville, AR
Philemon Kang
San Ramon, CA
Cameron Oliver
Chipley, FL
Spencer Friedman
New York, NY

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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