Norman
Ludtke

Imperial Capital Asset Management LLC

CRD#2419946
Investment Advisor
in New York, NY

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About this Advisor

Norman Ludtke is a financial advisor working in New York, New York with a total of 4 years of industry experience. Ludtke works at Imperial Capital Asset Management LLC. Their career trajectory has included roles at Crt Capital Group LLC and Cowen And Company, LLC. Ludtke has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Imperial Capital Asset Management LLC is a financial advisory firm based out of Palm Beach Gardens, FL. It has offices in two locations and a total of 13 employees. It oversees $394 million in assets among its three client accounts, making it one of the larger financial advisory firms in the nation by assets under management. Imperial Capital Asset Management LLC performs a few services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. Financial management fee schedules largely vary depending on which service is provided. Fees charged by Imperial Capital Asset Management LLC likely consist of some combination of asset-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Subscription Fees, Performance-based Fees, Others

Office Location

277 Park Avenue 48Th Floor
New York, NY 10172

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Imperial Capital Asset Management LLC Brokerage Details

Total Assets Under Management

$393,743,621

NY Average: $1,855,561,029
Total Number of Employees

13

NY Average: 62
Total Number of Accounts

3

NY Average: 2,474
Average Account Size

$131,247,874

NY Average: $750,025

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Norman Ludtke Work History

Norman has been registered as a financial advisor for 4 years.*

2016 - 2018 (2 years)

Cowen And Company, LLC

2006 - 2016 (10 years)

Crt Capital Group LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Norman Ludtke to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Imperial Capital Asset Management LLC

Randall Wooster
Palm Beach Gardens, FL
Jason Wangler
Houston, TX
Clay Knobler
Palm Beach Gardens, FL
Megan Barnett
New York, NY
Christopher Locicero
Palm Beach Gardens, FL
Matthew Kaplan
Palm Beach Gardens, FL
Norman Ludtke
New York, NY
Mark Martis
Palm Beach Gardens, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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