Symphonic Financial Advisors LLC
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About this Advisor
Randy Swartz is a certified financial planner in New York, New York. Currently an advisor with Symphonic Financial Advisors LLC, Swartz has 11 years of work experience as a financial advisor. Swartz maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative. Swartz is able to operate based out of Texas. During their career, Swartz has held roles at Bbs Technologies, Principal Life Insurance Co, Princor Financial Services Corp, Randy Swartz, Ogsys, High Radius, K Alliance, Cartvertising and The Lab Consulting. Symphonic Financial Advisors LLC is based out of New York, New York, and operates out of 12 offices in the United States. As a registered advisory firm, Symphonic Financial Advisors LLC oversees $132 million in assets throughout 1,541 accounts and retains six staff members. The amount of assets the firm manages makes it one of the mid-sized financial advisory firms in the country. The firm manages 1,475 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. None of the advisor firm's 1,541 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Symphonic Financial Advisors LLC offers financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. The firm's fees may include asset-based, hourly and commission-based fees.
Certifications and Registrations
Years of Experience
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Symphonic Financial Advisors LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Randy Swartz Work History
Randy has 11 years of experience.
The Lab Consulting
Principal Life Insurance Co
Princor Financial Services Corp
Randy Swartz has no disclosures.
Please visit their SEC profile for more details.