Regino
Diaz

J.P. Morgan Securities LLC

CRD#4525776
Investment Advisor
in New York, NY
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About this Advisor

Regino Diaz is a certified financial planner located in New York, New York. Currently a registered advisor with J.P. Morgan Securities LLC, they have accrued 19 years of professional experience in the financial advisory industry. Diaz holds Series 63 and Series 66 licenses, certifying them as a securities representative. Diaz is registered to act as an advisor in California, Texas and New Jersey. Over the course of their career, Diaz has held roles at Jp Morgan Securities LLC, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities LLC is headquartered in New York, New York, and has 5,365 other brick-and-mortar locations throughout the nation. As an advisory firm, J.P. Morgan Securities LLC manages $113 billion in assets throughout 505,984 client accounts and retains more than 5,713 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the United States. The firm manages 396,797 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 16% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. J.P. Morgan Securities LLC provides portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm may charge clients asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

19 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

270 Park Ave ,Floor 32
New York, NY 10017

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J.P. Morgan Securities LLC Brokerage Details

Total Assets Under Management

$130,276,080,678

NY Average: $7,464,549,021
Total Number of Employees

7,383

NY Average: 88
Total Number of Accounts

602,419

NY Average: 3,892
Average Account Size

$216,255

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Regino Diaz Work History

Regino has 19 years of experience.

2018 - Present (1 years)

Jp Morgan Securities LLC

1999 - 2018 (19 years)

Bank Of America, N.A

1999 - 2018 (19 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Regino Diaz has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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