Rishi
Mangal

Morgan Stanley

CRD#5032799
Investment Advisor
in New York, NY
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About this Advisor

Rishi Mangal is a financial advisor based in New York, New York, who has been in the advisory business for 12 years. Mangal is an employee of Morgan Stanley. The advisor has gained experience at Citigroup Global Markets Inc and Morgan Stanley. Mangal has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can operate in New Jersey. Morgan Stanley is a registered investment company based in New York, New York. It has offices in 702 locations and a total of 26,000 people on staff. It administers $735 billion in assets between its 1,724,668 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 283 charities and foundations. Morgan Stanley provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules largely depend on which services the firm provides the client. However, fee types billed by Morgan Stanley most likely include any combination of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

1 New York Plaza- Wm Ops
New York, NY 10004

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Morgan Stanley Brokerage Details

Total Assets Under Management

$729,249,310,930

NY Average: $7,464,549,021
Total Number of Employees

26,000

NY Average: 88
Total Number of Accounts

1,815,592

NY Average: 3,892
Average Account Size

$401,659

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Rishi Mangal Work History

Rishi has 12 years of experience.

2009 - Present (10 years)

Morgan Stanley

2006 - 2009 (3 years)

Citigroup Global Markets Inc

Disclosures

Rishi Mangal has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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