Samuel
Gallucci

Ubs Financial Services Inc

CRD#2264675
Investment Advisor
in New York, NY
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About this Advisor

Samuel Gallucci is a certified financial planner who works out of New York, New York, with 11 years of work experience. Gallucci currently works for Ubs Financial Services Inc. Over the course of their career, Gallucci has held roles at Morgan Stanley & Co., Inc, Morgan Stanley Smith Barney, Citigroup Global Markets, Advisors Ahead and Ubs Financial Services. Gallucci has Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and can work in New Jersey. Ubs Financial Services Inc is a financial advisory firm that has its headquarters in New York, New York. The firm has offices in 369 locations and a total of 13,402 financial advisors. It has $496 billion in assets between its 922,927 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 4,543 charities and foundations. Of its 922,927 accounts, 52% are associated with high-net-worth investors who have greater than $1 million in assets. Ubs Financial Services Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management largely depend on the type of financial services offered. Fee types billed by Ubs Financial Services Inc may include some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

1285 Avenue Of The Americas
New York, NY 10019

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

NY Average: $10,121,009,343
Total Number of Employees

13,335

NY Average: 92
Total Number of Accounts

957,738

NY Average: 6,978
Average Account Size

$517,923

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Samuel Gallucci Work History

Samuel has 11 years of experience.

2017 - Present (2 years)

Ubs Financial Services

2012 - 2017 (5 years)

Citigroup Global Markets

2012 - 2012 (0 years)

Advisors Ahead

2009 - 2012 (3 years)

Morgan Stanley Smith Barney

2007 - 2012 (5 years)

Morgan Stanley & Co., Inc

Disclosures

Samuel Gallucci has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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