Samuel
Gallucci

Ubs Financial Services Inc

CRD#2264675
Investment Advisor
in Weehawken, NJ

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About this Advisor

Samuel Gallucci is a certified financial planner based in Weehawken, New Jersey with a total of 6 years of industry experience. Gallucci is on the advisory team at Ubs Financial Services Inc. During their career, the advisor has held roles at Citigroup Global Markets and Ubs Financial Services. Gallucci has Series 63, Series 65 and Series 66 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Florida, New Jersey and New York. Ubs Financial Services Inc is a registered investment company that has its headquarters in Weehawken, NJ. It has offices in 369 locations and a total of 13,059 financial advisors. It has $601 billion in total assets between its 1,077,471 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides financial advice to 8,062 charities and foundations. Of its 1,077,471 client accounts, 65% are held by high-net-worth clients who have at least $1 million in assets. The advisory firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management depend on which services the firm provides the client. Fee types billed by Ubs Financial Services Inc may include some blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

1200 Harbor Boulevard
Weehawken, NJ 07086

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

NJ Average: $10,121,009,343
Total Number of Employees

13,059

NJ Average: 92
Total Number of Accounts

1,077,471

NJ Average: 6,978
Average Account Size

$557,610

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Samuel Gallucci Work History

Samuel has been registered as a financial advisor for 6 years.*

2018 - Present (6 years)

Ubs Financial Services

2017 - 2018 (1 year)

Ubs Financial Services

2012 - 2017 (5 years)

Citigroup Global Markets

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Gallucci to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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