Samuel
Thomas

E*Trade Capital Management, LLC

CRD#4730207
Investment Advisor
in New York, NY
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About this Advisor

Samuel Thomas is a certified financial planner who works out of New York, New York, who has been in the industry for 11 years. Thomas is currently employed by E*Trade Capital Management, LLC. During their career, Thomas has held roles at Linsco Private Ledger, Central Coast Financial Planning, Inc, E*Trade Capital Management LLC, E*Trade Securities LLC, Evolution Management Systems, K-Designers and Premier Mentoring. Thomas maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in Texas and Utah. E*Trade Capital Management, LLC is a firm that has its headquarters in New York, New York. It oversees $5 billion in total assets between its 29,958 accounts, making it one of the largest firms in the nation by assets under management. E*Trade Capital Management, LLC offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors are based on which services the firm provides the client. However, fee types charged by E*Trade Capital Management, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

11 Times Square 32Nd Fl
New York, NY 10036

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management

$5,673,424,781

NY Average: $7,464,549,021
Total Number of Accounts

35,265

NY Average: 3,892
Average Account Size

$160,880

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Samuel Thomas Work History

Samuel has 11 years of experience.

2010 - Present (9 years)

E*Trade Capital Management LLC

2010 - Present (9 years)

E*Trade Securities LLC

2010 - 2010 (0 years)

Evolution Management Systems

2010 - 2010 (0 years)

K-Designers

2010 - 2010 (0 years)

Premier Mentoring

2010 - 2010 (0 years)

Evolution Management Systems

2007 - 2010 (3 years)

Linsco Private Ledger

2007 - 2009 (2 years)

Central Coast Financial Planning, Inc

Disclosures

Samuel Thomas has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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