Shannon
Bene

E*Trade Capital Management, LLC

CRD#2691744
Investment Advisor
in New York, NY
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About this Advisor

Shannon Bene is a certified financial planner in New York, New York. Currently an investment advisor at E*Trade Capital Management, LLC, they have accrued 18 years of practice as a registered investment advisor. Bene maintains Series 63 and Series 66 licenses, designating the advisor as a securities representative. Bene can advise clients in Oregon. The advisor has gained experience at Fidelity Brokerage Services Inc, Td Ameritrade, E*Trade Capital Management LLC and E*Trade Securities LLC. E*Trade Capital Management, LLC is headquartered in New York, New York, and has 33 brick-and-mortar locations across the United States. The amount of assets the firm manages makes it one of the biggest firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the firm's 29,958 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. E*Trade Capital Management, LLC provides portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

18 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

11 Times Square 32Nd Fl
New York, NY 10036

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management

$5,673,424,781

NY Average: $7,464,549,021
Total Number of Accounts

35,265

NY Average: 3,892
Average Account Size

$160,880

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Shannon Bene Work History

Shannon has 18 years of experience.

2018 - Present (1 year)

E*Trade Capital Management LLC

2018 - Present (1 year)

E*Trade Securities LLC

2013 - 2018 (5 years)

Td Ameritrade

2000 - 2013 (13 years)

Fidelity Brokerage Services Inc

Disclosures

Shannon Bene has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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