Steven
Lucas

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5306165
Investment Advisor
in New York, NY
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About this Advisor

Steven Lucas is a financial advisor who works in New York, New York, with a total of 11 years of work experience. Lucas is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Banc Of America Investments, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Lucas maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in Connecticut and Rhode Island. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment firm headquartered in New York, New York. The firm has offices in 2,958 locations and a total of 40,146 advisors. It administers $820 billion in assets among its 2,272,151 customer accounts, making it one of the largest firms in the United States by assets under management. The firm provides financial advice to 4,667 charitable organizations. Of its 2,272,151 accounts, just 3% belong to high-net-worth individuals who have more than $1 million in investable assets. The firm provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees usually depend on the type of financial services. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

One Bryant Park
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$819,825,501,997

NY Average: $7,464,549,021
Total Number of Employees

40,146

NY Average: 88
Total Number of Accounts

2,272,151

NY Average: 3,892
Average Account Size

$360,815

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Steven Lucas Work History

Steven has 11 years of experience.

2009 - Present (10 years)

Bank Of America, N.A

2009 - Present (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2007 - 2009 (2 years)

Banc Of America Investments

Disclosures

Steven Lucas has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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