Thomas
Drake

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2337007
Investment Advisor
in New York, NY
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About this Advisor

Thomas Drake is a financial advisor who works out of New York, New York, who has been in the advisory business for 14 years. Drake is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. They have spent their whole career at Merrill Lynch, Pierce, Fenner & Smith Inc. Drake holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Illinois. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory firm headquartered in New York, New York. The investment advisory business has offices in 2,958 locations and a total of 40,146 people on staff. It controls $820 billion in total assets among its 2,272,151 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 4,667 charities and foundations. Of its 2,272,151 customer accounts, just 3% are held by high-net-worth individuals who have at least $1 million in assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice vary depending on the financial services offered. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

One Bryant Park
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

NY Average: $7,464,549,021
Total Number of Employees

41,217

NY Average: 88
Total Number of Accounts

2,472,247

NY Average: 3,892
Average Account Size

$322,494

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Thomas Drake Work History

Thomas has 14 years of experience.

2004 - Present (15 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Thomas Drake has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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