Thomas
Latta

Stifel, Nicolaus & Company, Inc

CRD#1696503
Investment Advisor
in New York, NY
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About this Advisor

Thomas Latta is a chartered financial analyst based out of New York, New York, with 16 years of professional experience. Latta is currently employed by Stifel, Nicolaus & Company, Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Homemaker, Parent. Latta maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Texas. Stifel, Nicolaus & Company, Inc is a registered investment firm based in New York, New York. The firm has offices in 362 locations and a total of 5,570 employees. It administers $72 billion in assets among its 188,394 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 852 charities and foundations. Of its 188,394 accounts, 24% belong to high-net-worth individuals who have at least $1 million in investable assets. The company offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advisory services vary depending on the financial services. Fee types billed by Stifel, Nicolaus & Company, Inc most likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Analyst

Years of Experience

16 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

1095 Avenue Of The Americas 3Rd and 4Th Floors
New York, NY 10036

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$71,482,841,447

NY Average: $11,469,110,461
Total Number of Employees

5,570

NY Average: 458
Total Number of Accounts

188,394

NY Average: 33,415
Average Account Size

$379,433

NY Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Thomas Latta Work History

Thomas has 16 years of experience.

2013 - 2016 (3 years)

Homemaker, Parent

2002 - 2013 (11 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Thomas Latta has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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