Stifel, Nicolaus & Company, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Thomas Latta is a chartered financial analyst based out of New York, New York, with 16 years of professional experience. Latta is currently employed by Stifel, Nicolaus & Company, Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Homemaker, Parent. Latta maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Texas. Stifel, Nicolaus & Company, Inc is a registered investment firm based in New York, New York. The firm has offices in 362 locations and a total of 5,570 employees. It administers $72 billion in assets among its 188,394 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 852 charities and foundations. Of its 188,394 accounts, 24% belong to high-net-worth individuals who have at least $1 million in investable assets. The company offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advisory services vary depending on the financial services. Fee types billed by Stifel, Nicolaus & Company, Inc most likely are comprised of any combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Stifel, Nicolaus & Company, Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Thomas Latta Work History
Thomas has 16 years of experience.
Merrill Lynch, Pierce, Fenner & Smith Inc
Thomas Latta has disclosures.
Please visit their SEC profile for more details.