Timothy
Frawley

Wells Fargo Clearing Services, LLC

CRD#4849675
Investment Advisor
in New York, NY
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About this Advisor

Timothy Frawley is a financial advisor who works out of New York, New York, who has been in the advisory business for 10 years. Frawley is an employee of Wells Fargo Clearing Services, LLC. During their career, Frawley has held roles at Wachovia Securities, LLC, Wachovia Bank, N.A, Td Ameritrade and Wells Fargo Advisors, LLC. Frawley holds Series 63 and Series 66 licenses, qualifying them as a securities broker, and is registered to advise clients in New Jersey. Wells Fargo Clearing Services, LLC is a business operating in New York, New York. The investment advisory business has offices in 6,557 locations and a total of 26,409 people on staff. It has $473 billion in assets across its 1,432,715 client accounts, making it one of the largest firms in the nation by assets under management. The firm serves 6,248 charitable organizations. Of its 1,432,715 client accounts, 39% are associated with high-net-worth individuals who have greater than $1 million in assets. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically are based on the financial services provided. Fee types charged by Wells Fargo Clearing Services, LLC can include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

150 E 42Nd St, 41St Fl [Y5-Rbo]
New York, NY 10017

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

NY Average: $11,469,110,461
Total Number of Employees

26,352

NY Average: 458
Total Number of Accounts

1,434,106

NY Average: 33,415
Average Account Size

$302,067

NY Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Timothy Frawley Work History

Timothy has 10 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2012 - Present (7 years)

Wells Fargo Bank Na

2012 - 2016 (4 years)

Wells Fargo Advisors, LLC

2010 - 2011 (1 year)

Td Ameritrade

2009 - 2009 (< 1 year)

Wachovia Securities, LLC

2009 - 2009 (< 1 year)

Wachovia Bank, N.A

2009 - 2009 (< 1 year)

Wachovia Bank, N.A

2009 - 2009 (< 1 year)

Wachovia Bank, N.A

2009 - 2009 (< 1 year)

Wachovia Securities, LLC

2009 - 2009 (< 1 year)

Wachovia Bank, N.A

2009 - 2009 (< 1 year)

Wachovia Securities, LLC

2008 - 2009 (1 year)

Wachovia Securities, LLC

Disclosures

Timothy Frawley has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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