William
Carroll

Stifel, Nicolaus & Company, Inc

CRD#6080834
Investment Advisor
in New York, NY
Are you William Carroll? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

William Carroll is a chartered financial analyst who works in New York, New York, who has been in the industry for 12 years. Carroll is an advisor for Stifel, Nicolaus & Company, Inc. Throughout their career, they have worked at St. Xavier High School, J.P. Morgan Securities LLC, Jpmorgan Chase Bank Na, Georgetown University and Stifel Nicolaus & Co Inc. Carroll holds Series 63 and Series 66 licenses, qualifying them as a securities representative, and is registered to serve investors in New Jersey. Stifel, Nicolaus & Company, Inc is a registered investment firm that has its headquarters in New York, New York. The company has offices in 362 locations and a total of 5,570 advisors. It administers $72 billion in assets under management across its 188,394 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 852 charities and foundations. Of its 188,394 accounts, 24% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm offers a broad range of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fee schedules typically depend on the type of financial services offered. However, fees billed by Stifel, Nicolaus & Company, Inc can be comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Analyst

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

787 7Th Avenue
New York, NY 10019

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

NY Average: $11,469,110,461
Total Number of Employees

5,746

NY Average: 458
Total Number of Accounts

216,315

NY Average: 33,415
Average Account Size

$345,094

NY Average: $343,232

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

William Carroll Work History

William has 12 years of experience.

2017 - Present (2 years)

Stifel Nicolaus & Co Inc

2014 - 2017 (3 years)

J.P. Morgan Securities LLC

2014 - 2017 (3 years)

Jpmorgan Chase Bank Na

2010 - 2014 (4 years)

Georgetown University

2006 - 2010 (4 years)

St. Xavier High School

Disclosures

William Carroll has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started