Stifel, Nicolaus & Company, Inc
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About this Advisor
William Carroll is a chartered financial analyst who works in New York, New York, who has been in the industry for 12 years. Carroll is an advisor for Stifel, Nicolaus & Company, Inc. Throughout their career, they have worked at St. Xavier High School, J.P. Morgan Securities LLC, Jpmorgan Chase Bank Na, Georgetown University and Stifel Nicolaus & Co Inc. Carroll holds Series 63 and Series 66 licenses, qualifying them as a securities representative, and is registered to serve investors in New Jersey. Stifel, Nicolaus & Company, Inc is a registered investment firm that has its headquarters in New York, New York. The company has offices in 362 locations and a total of 5,570 advisors. It administers $72 billion in assets under management across its 188,394 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 852 charities and foundations. Of its 188,394 accounts, 24% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm offers a broad range of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fee schedules typically depend on the type of financial services offered. However, fees billed by Stifel, Nicolaus & Company, Inc can be comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
William Carroll Work History
William has 12 years of experience.
Stifel Nicolaus & Co Inc
J.P. Morgan Securities LLC
Jpmorgan Chase Bank Na
St. Xavier High School
William Carroll has no disclosures.
Please visit their SEC profile for more details.