William
Wu

Lpl Financial LLC

CRD#5284325
Investment Advisor
in New York, NY
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About this Advisor

William Wu is a certified financial planner based out of New York, New York, who has been in the industry for 11 years. Wu is on the advisory team at Lpl Financial LLC. Their career trajectory has included roles at None, Merrill Lynch, Pierce, Fenner & Smith and Lpl Financial LLC. Wu has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in California. Lpl Financial LLC is a financial advisory firm headquartered in New York, New York. It has offices in 8,011 locations and a total of 22,703 advisors. It administers $153 billion in assets across its 680,466 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides services to 899 charitable organizations. Of its 680,466 client accounts, 23% are held by high-net-worth individuals who have at least $1 million in investable assets. Lpl Financial LLC performs a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually are based on which services the firm provides the client. However, fees charged by Lpl Financial LLC may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

1270 Avenue Of The Americas 7Th Floor
New York, NY 10020

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

NY Average: $16,012,751,954
Total Number of Employees

22,790

NY Average: 118
Total Number of Accounts

786,525

NY Average: 4,567
Average Account Size

$202,281

NY Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

William Wu Work History

William has 11 years of experience.

2009 - Present (10 years)

Lpl Financial LLC

2008 - 2009 (1 years)

None

2007 - 2008 (1 years)

Merrill Lynch, Pierce, Fenner & Smith

Disclosures

William Wu has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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