Ubs Financial Services Inc

Investment Advisor
in New York, NY
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About this Advisor

Wolfgang Harder is a chartered financial analyst operating in New York, New York, who has been in the financial industry for 23 years. Harder works at Ubs Financial Services Inc. Over the course of their career, they have held roles at Ubs Bank (Canada) and Ubs Ag, New York. Harder has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in New Jersey. Ubs Financial Services Inc is a business that has its headquarters in New York, New York. It has offices in 369 locations and a total of 13,402 financial advisors. It handles $496 billion in assets under management among its 922,927 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 4,543 charitable organizations. Of its 922,927 customer accounts, 52% belong to high-net-worth investors who have more than $1 million in assets available to invest. The business provides a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fees largely are based on which service is offered. However, fees charged by Ubs Financial Services Inc most likely are comprised of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years of Experience

23 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

787 7Th Avenue 14Th And 15Th Floors
New York, NY 10019

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


NY Average: $10,121,009,343
Total Number of Employees


NY Average: 92
Total Number of Accounts


NY Average: 6,978
Average Account Size


NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Wolfgang Harder Work History

Wolfgang has 23 years of experience.

2013 - Present (6 years)

Ubs Ag, New York

1995 - 2013 (18 years)

Ubs Bank (Canada)


Wolfgang Harder has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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