Kestra Advisory Services, LLC

Investment Advisor
in Charlotte, NC
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About this Advisor

Allan Oxman is an investment advisor who lives in Charlotte, North Carolina. Currently a registered advisor with Kestra Advisory Services, LLC, Oxman has a notable 36 years of professional experience as a financial advisor. Oxman has Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Oxman is registered to advise investors in North Carolina. Throughout their career, Oxman has worked at Allan S. Oxman, Clu & Associates, Oxman, Rigging & Assocs, LLC, Nrp Financial, Inc, Nrp Advisors, Inc, Nfp Securities, Inc and Kestra Financial Services, Inc. Kestra Advisory Services, LLC is headquartered in Charlotte, North Carolina, and operates out of 513 other brick-and-mortar locations across the country. Overall, Kestra Advisory Services, LLC manages $20 billion in assets throughout 75,277 accounts and retains more than 1,231 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the country. The firm manages 53,194 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 12% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Kestra Advisory Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

36 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

1108 East Blvd,
Charlotte, NC 28203

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Kestra Advisory Services, LLC Brokerage Details

Total Assets Under Management


NC Average: $3,042,739,679
Total Number of Employees


NC Average: 49
Total Number of Accounts


NC Average: 2,315
Average Account Size


NC Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Allan Oxman Work History

Allan has 36 years of experience.

2016 - Present (3 years)

Kestra Financial Services, Inc

1988 - Present (31 years)

Oxman, Rigging & Assocs, LLC

1982 - Present (37 years)

Allan S. Oxman, Clu & Associates

2010 - 2016 (6 years)

Nfp Securities, Inc

2008 - 2010 (2 years)

Nrp Financial, Inc

2008 - 2010 (2 years)

Nrp Advisors, Inc


Allan Oxman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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