Allan
Oxman

Kestra Advisory Services, LLC

CRD#816019
Investment Advisor
in Charlotte, NC
Are you Allan Oxman? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Allan Oxman is an investment advisor who lives in Charlotte, North Carolina. Currently a registered advisor with Kestra Advisory Services, LLC, Oxman has a notable 36 years of professional experience as a financial advisor. Oxman has Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Oxman is registered to advise investors in North Carolina. Throughout their career, Oxman has worked at Allan S. Oxman, Clu & Associates, Oxman, Rigging & Assocs, LLC, Nrp Financial, Inc, Nrp Advisors, Inc, Nfp Securities, Inc and Kestra Financial Services, Inc. Kestra Advisory Services, LLC is headquartered in Charlotte, North Carolina, and operates out of 513 other brick-and-mortar locations across the country. Overall, Kestra Advisory Services, LLC manages $20 billion in assets throughout 75,277 accounts and retains more than 1,231 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the country. The firm manages 53,194 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 12% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Kestra Advisory Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

36 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

1108 East Blvd,
Charlotte, NC 28203

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Kestra Advisory Services, LLC Brokerage Details

Total Assets Under Management

$21,745,932,849

NC Average: $3,042,739,679
Total Number of Employees

1,291

NC Average: 49
Total Number of Accounts

81,360

NC Average: 2,315
Average Account Size

$267,280

NC Average: $1,314,358

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Allan Oxman Work History

Allan has 36 years of experience.

2016 - Present (3 years)

Kestra Financial Services, Inc

2010 - 2016 (6 years)

Nfp Securities, Inc

2008 - 2010 (2 years)

Nrp Financial, Inc

2008 - 2010 (2 years)

Nrp Advisors, Inc

1988 - Present (31 years)

Oxman, Rigging & Assocs, LLC

1982 - Present (37 years)

Allan S. Oxman, Clu & Associates

Disclosures

Allan Oxman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started