Andrew
Heien

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#7168447
Investment Advisor
in Hickory, NC

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About this Advisor

Andrew Heien is a financial advisor operating in Hickory, North Carolina, who has been in the advisory business for 11 years. Heien currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Sherrill Furniture Company, United States Marine Corps, Catawba Valley Community College, Appalachian State University and Bank Of America, N.A. Heien maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory firm that has its headquarters in Hickory, North Carolina. The company has offices in 3,270 locations and a total of 36,383 people on staff. It has $962 billion in assets under management between its 2,529,169 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 4,927 charitable organizations. Of its 2,529,169 customer accounts, just 7% are associated with high-net-worth investors who have more than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules largely depend on which services the firm provides the client. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

205 2Nd St Nw
Hickory, NC 28601

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

NC Average: $7,464,549,021
Total Number of Employees

36,383

NC Average: 88
Total Number of Accounts

2,529,169

NC Average: 3,892
Average Account Size

$380,383

NC Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Andrew Heien Work History

Andrew has 11 years of experience.

2019 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2019 - Present (2 years)

Bank Of America, N.A

2017 - 2019 (2 years)

Appalachian State University

2014 - 2017 (3 years)

Catawba Valley Community College

2013 - 2019 (6 years)

Sherrill Furniture Company

2009 - 2014 (5 years)

United States Marine Corps

Disclosures

Andrew Heien has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Chandler, AZ
Jacob Church
Henderson, NV
Ryan Harrison
Pennington, NJ
Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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