Andrew
Smith

Janney Montgomery Scott LLC

CRD#2602406
Investment Advisor
in Raleigh, NC
Are you Andrew Smith? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Andrew Smith is a certified financial planner whose office is in Raleigh, North Carolina. Currently an advisor with Janney Montgomery Scott LLC, they have accumulated an impressive 23 years of practice in the financial advisory industry. Smith maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Smith can work with investors in Washington, D.C., North Carolina, Washington, New Jersey and Texas. Over the course of their career, Smith has held roles at Janney Montgomery Scott LLC and Citigroup Global Markets Inc. Janney Montgomery Scott LLC is headquartered in Raleigh, North Carolina, and has 104 other locations in the United States. Overall, Janney Montgomery Scott LLC oversees $35 billion in assets throughout 118,446 accounts and retains more than 1,884 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 76,427 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 23% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Janney Montgomery Scott LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

23 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

4140 Parklake Avenue Glenlake One, Suite 300
Raleigh, NC 27612

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$34,674,646,685

NC Average: $15,833,994,310
Total Number of Employees

1,884

NC Average: 41
Total Number of Accounts

118,446

NC Average: 3,342
Average Account Size

$292,746

NC Average: $4,737,880

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Andrew Smith Work History

Andrew has 23 years of experience.

2009 - Present (10 years)

Janney Montgomery Scott LLC

1995 - 2009 (14 years)

Citigroup Global Markets Inc

Disclosures

Andrew Smith has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started