Janney Montgomery Scott LLC

Investment Advisor
in Raleigh, NC
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About this Advisor

Andrew Smith is a certified financial planner whose office is in Raleigh, North Carolina. Currently an advisor with Janney Montgomery Scott LLC, they have accumulated an impressive 23 years of practice in the financial advisory industry. Smith maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Smith can work with investors in Washington, D.C., North Carolina, Washington, New Jersey and Texas. Over the course of their career, Smith has held roles at Janney Montgomery Scott LLC and Citigroup Global Markets Inc. Janney Montgomery Scott LLC is headquartered in Raleigh, North Carolina, and has 104 other locations in the United States. Overall, Janney Montgomery Scott LLC oversees $35 billion in assets throughout 118,446 accounts and retains more than 1,884 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 76,427 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 23% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Janney Montgomery Scott LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

23 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others



Office Location

4140 Parklake Avenue Glenlake One, Suite 300
Raleigh, NC 27612

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management


NC Average: $15,833,994,310
Total Number of Employees


NC Average: 41
Total Number of Accounts


NC Average: 3,342
Average Account Size


NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Andrew Smith Work History

Andrew has 23 years of experience.

2009 - Present (10 years)

Janney Montgomery Scott LLC

1995 - 2009 (14 years)

Citigroup Global Markets Inc


Andrew Smith has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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