Carl
Thomason

Wells Fargo Clearing Services, LLC

CRD#4288215
Investment Advisor
in Raleigh, NC
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About this Advisor

Carl Thomason is a certified financial planner working in Raleigh, North Carolina, who has 18 years of professional experience. Thomason currently works for Wells Fargo Clearing Services, LLC. Throughout their career, they have worked at Citigroup Global Markets Inc, Morgan Stanley Smith Barney, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Thomason has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in North Carolina. Wells Fargo Clearing Services, LLC is a company operating in Raleigh, North Carolina. The firm has offices in 6,557 locations and a total of 26,409 employees. It manages $473 billion in total assets across its 1,432,715 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 6,248 charitable organizations. Of its 1,432,715 client accounts, 39% are associated with high-net-worth investors who have more than $1 million in assets. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually depend on which service is provided. Fee types billed by Wells Fargo Clearing Services, LLC may include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

150 Fayetteville St 7Th Fl [R2-Rbo]
Raleigh, NC 27601

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

NC Average: $11,469,110,461
Total Number of Employees

26,352

NC Average: 458
Total Number of Accounts

1,434,106

NC Average: 33,415
Average Account Size

$302,067

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Carl Thomason Work History

Carl has 18 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2011 - 2016 (5 years)

Wells Fargo Advisors LLC

2009 - 2011 (2 years)

Morgan Stanley Smith Barney

2000 - 2009 (9 years)

Citigroup Global Markets Inc

Disclosures

Carl Thomason has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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