Vanguard Advisers Inc

Investment Advisor
in Charlotte, NC
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About this Advisor

Charles Goings is a certified financial planner operating out of Charlotte, North Carolina, who has been in the financial industry for 11 years. Goings works at Vanguard Advisers Inc. Over the course of their career, they have held roles at North Commons, Fidelity Investments, Ohio State, Summit Financial Stratagies, New York Life, World Financial Group, Courtside Cafe and The Vanguard Group, Inc. Goings maintains a Series 63 license, qualifying them as a securities broker, and is able to operate in North Carolina and Texas. Vanguard Advisers Inc is an advisory company that has its headquarters in Charlotte, North Carolina. The investment advisory business has offices in three locations and a total of 878 employees. It manages $151 billion in assets under management among its 661,667 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 583 charitable organizations. Of its 661,667 client accounts, just 4% are associated with high-net-worth individuals who have at least $1 million in assets. Vanguard Advisers Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial management fees typically depend on which services the firm provides the client. Fee types charged by Vanguard Advisers Inc likely consist of some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees



Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management


NC Average: $15,833,994,310
Total Number of Employees


NC Average: 41
Total Number of Accounts


NC Average: 3,342
Average Account Size


NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Charles Goings Work History

Charles has 11 years of experience.

2013 - Present (6 years)

The Vanguard Group, Inc

2013 - 2013 (< 1 year)

The Monitor Group, Inc

2011 - 2013 (2 years)

Fidelity Investments

2010 - 2011 (1 year)

Ohio State

2010 - 2010 (< 1 year)

Summit Financial Stratagies

2010 - 2010 (< 1 year)

New York Life

2010 - 2010 (< 1 year)

Ohio State

2009 - 2009 (< 1 year)

North Commons

2009 - 2009 (< 1 year)

World Financial Group

2009 - 2009 (< 1 year)

Ohio State

2007 - 2009 (2 years)

Courtside Cafe


Charles Goings has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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