Daniel
Smith

First Citizens Investor Services, Inc

CRD#5406316
Investment Advisor
in Charlotte, NC
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About this Advisor

Daniel Smith is a certified financial planner working in Charlotte, North Carolina, with 11 years of professional experience. Smith is an advisor for First Citizens Investor Services, Inc. Throughout their career, they have worked at Bb&T Investments, First Citizens Bank, First Citizens Securities Corp and First Citizens Investor Services, Inc. Smith has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in South Carolina and Texas. First Citizens Investor Services, Inc is an advisory firm based in Charlotte, North Carolina. The company has offices in 72 locations and a total of 153 financial advisors. It handles $733 million in total assets between its 2,713 client accounts, placing it among the bigger financial advisory firms in the nation by assets under management. The firm serves three charitable organizations. Of its 2,713 client accounts, just 3% are associated with high-net-worth individuals who have greater than $1 million in assets. First Citizens Investor Services, Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fee schedules typically are based on the type of services offered. Fee types billed by First Citizens Investor Services, Inc can include asset-based and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

128 South Tryon Street
Charlotte, NC 28202

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First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management

$789,738,688

NC Average: $3,625,019,099
Total Number of Employees

177

NC Average: 22
Total Number of Accounts

3,330

NC Average: 1,917
Average Account Size

$237,159

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Daniel Smith Work History

Daniel has 11 years of experience.

2016 - Present (3 years)

First Citizens Investor Services, Inc

2012 - Present (7 years)

First Citizens Bank

2012 - Present (7 years)

First Citizens Securities Corp

2007 - 2012 (5 years)

Bb&T Investments

Disclosures

Daniel Smith has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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