United Planners' Financial Services Of America A Limited Partner

Investment Advisor
in Matthews, NC

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About this Advisor

Daniel Sullivan is a financial advisor operating out of Matthews, North Carolina, with 7 years of industry experience. Sullivan is on the advisory team at United Planners' Financial Services Of America A Limited Partner. Their career trajectory has included roles at United Planners Financial Services, Carolina Financial Partners, Daniel Sullivan Independent Insurance and Waddell & Reed, Inc. Sullivan has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can operate in North Carolina. United Planners' Financial Services Of America A Limited Partner is a financial advisory business headquartered in Scottsdale, AZ. It has offices in 209 locations and a total of 567 people on staff. It administers $6 billion in assets across its 50,361 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm provides services to 83 charities and foundations. Of its 50,361 client accounts, just 10% are held by high-net-worth investors who have at least $1 million in investable assets. United Planners' Financial Services Of America A Limited Partner provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial advisory fee schedules largely depend on which services are provided. Fee types charged by United Planners' Financial Services Of America A Limited Partner most likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

250 N. Trade St Suite 301
Matthews, NC 28105

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United Planners' Financial Services Of America A Limited Partner Brokerage Details

Total Assets Under Management


NC Average: $1,555,372,352
Total Number of Employees


NC Average: 37
Total Number of Accounts


NC Average: 1,370
Average Account Size


NC Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Daniel Sullivan Work History

Daniel has been registered as a financial advisor for 7 years.*

2016 - Present (7 years)

United Planners Financial Services

2016 - Present (7 years)

Carolina Financial Partners

2013 - Present (10 years)

Daniel Sullivan Independent Insurance

2013 - 2016 (3 years)

Waddell & Reed, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Daniel Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at United Planners' Financial Services Of America A Limited Partner

Randolph Moore
Scottsdale, AZ
Philipp Ballmaier
Scottsdale, AZ
Stephanie Duhrkopf
Sumner, IA
Brandon Rogers
Salisbury, NC
Daniel Sullivan
Matthews, NC
Heidi Ludeman
Ferndale, WA
Brittney Deese
Scottsdale, AZ
Thomas Owings
Scottsdale, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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