Carroll Financial Associates Inc
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About this Advisor
David Peters is a certified financial planner and chartered financial consultant working in Charlotte, North Carolina, who has 14 years of financial industry experience. Peters is on the advisory team at Carroll Financial Associates Inc. Throughout their career, they have worked at Compare.Com Insurance Agency, LLC, Carroll Financial Associates, The American College, Va Society Of Cpa, Strayer University, Greater Richmond Cpcu Society, Elephant Insurance Services, LLC, Chesapeake Capital Corporation, David Peters, Cpa and Virginia Commonwealth University. Peters has a Series 63 license, qualifying them as a securities representative, and is registered to work in North Carolina. Carroll Financial Associates Inc is a registered investment company headquartered in Charlotte, North Carolina. It has offices in four locations and a total of 43 advisors. It controls $3 billion in total assets across its 6,259 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 11 charities and foundations. Of its 6,259 customer accounts, just 14% are held by high-net-worth investors who have more than $1 million in investable assets. The firm offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. A financial advisor's fee schedules typically depend on which services the firm provides the client. However, fees charged by Carroll Financial Associates Inc likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Carroll Financial Associates Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
David Peters Work History
David has 14 years of experience.
Kaplan Test Preperation & Kaplan Professional Education
Va Society Of Cpa
Peters Tax Preparation & Consulting
Carroll Financial Associates
The American College
Greater Richmond Cpcu Society
Compare.Com Insurance Agency, LLC
Elephant Insurance Services, LLC
Virginia Commonwealth University
Chesapeake Capital Corporation
David Peters, Cpa
David Peters has no disclosures.
Please visit their SEC profile for more details.