David
Westbrook

Cetera Investment Advisers LLC

CRD#2923082
Investment Advisor
in Charlotte, NC
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About this Advisor

David Westbrook is a certified financial planner operating out of Charlotte, North Carolina, who has been in the industry for 29 years. Westbrook is currently employed by Cetera Investment Advisers LLC. Over the course of their career, they have held roles at David N. Westbrook, Cpa, Pa, Cetera Financial Specialists LLC and Cetera Investment Advisers LLC. Westbrook maintains a Series 63 license, designating them as a securities broker, and is approved to work in North Carolina. Cetera Investment Advisers LLC is a registered investment business that has its headquarters in Charlotte, North Carolina. The firm has offices in 1,938 locations and a total of 1,951 employees. It oversees $10 billion in assets under management between its 51,335 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 123 charitable organizations. Of its 51,335 accounts, just 12% belong to high-net-worth investors who have more than $1 million in investable assets. Cetera Investment Advisers LLC has a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules typically are based on which services the firm provides the client. Fee types billed by Cetera Investment Advisers LLC may include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

29 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

6135 Park Drive Suite 510
Charlotte, NC 28210

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$10,119,531,219

NC Average: $6,674,516,078
Total Number of Employees

1,951

NC Average: 44
Total Number of Accounts

51,335

NC Average: 2,564
Average Account Size

$197,127

NC Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Westbrook Work History

David has 29 years of experience.

2003 - Present (16 years)

Cetera Financial Specialists LLC

2003 - Present (16 years)

Cetera Investment Advisers LLC

1989 - Present (30 years)

David N. Westbrook, Cpa, Pa

Disclosures

David Westbrook has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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