Derek
Sox

Wells Fargo Clearing Services, LLC

CRD#2779654
Investment Advisor
in Raleigh, NC
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About this Advisor

Derek Sox is a certified financial planner based in Raleigh, North Carolina. Currently a registered investment advisor at Wells Fargo Clearing Services, LLC, Sox has 15 years of professional experience in the financial advisory industry. Sox maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Sox is registered to advise investors in North Carolina. Throughout their career, Sox has worked at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is based out of Raleigh, North Carolina, and operates out of 6,557 other offices across the nation. In total, Wells Fargo Clearing Services, LLC manages $473 billion in assets throughout 1,432,715 accounts and retains more than 26,409 people. The firm's total assets under management makes it one of the largest financial advisory firms in the United States. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 39% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Wells Fargo Clearing Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

4208 Six Forks Rd, Ste 1220 [N2-Rbo]
Raleigh, NC 27609

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

NC Average: $11,469,110,461
Total Number of Employees

26,409

NC Average: 458
Total Number of Accounts

1,432,715

NC Average: 33,415
Average Account Size

$330,143

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Derek Sox Work History

Derek has 15 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2003 - 2009 (6 years)

Wachovia Securities, LLC

Disclosures

Derek Sox has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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