Douglas
Jones

Wells Fargo Clearing Services, LLC

CRD#2071298
Investment Advisor
in Charlotte, NC
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About this Advisor

Douglas Jones is an investment advisor in Charlotte, North Carolina. Currently an investment advisor with Wells Fargo Clearing Services, LLC, Jones has 11 years of experience in the financial advisory industry. Jones has a Series 66 license, designating them as both a securities agent and an investment advisor representative. Jones is able to advise customers in North Carolina. Over the course of their career, Jones has held roles at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is headquartered in Charlotte, North Carolina, and operates out of 6,557 offices in the United States. In total, Wells Fargo Clearing Services, LLC oversees $473 billion in assets across 1,432,715 accounts and retains more than 26,409 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the United States. The firm manages 1,046,418 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 39% of the advisor firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Wells Fargo Clearing Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

6000 Fairview Dr Ste 800
Charlotte, NC 28210

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

NC Average: $11,469,110,461
Total Number of Employees

26,409

NC Average: 458
Total Number of Accounts

1,432,715

NC Average: 33,415
Average Account Size

$330,143

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Douglas Jones Work History

Douglas has 11 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2007 - 2009 (2 years)

Wachovia Securities, LLC

Disclosures

Douglas Jones has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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