Geoffrey
Griffin

About this Advisor

Geoffrey Griffin is a certified financial planner who works out of Raleigh, North Carolina, who has been in the advisory business for 15 years. Griffin is an advisor for Wells Fargo Clearing Services, LLC. During their career, the advisor has held roles at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Griffin holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina and Texas. Wells Fargo Clearing Services, LLC is a registered investment firm based in Raleigh, North Carolina. The company has offices in 6,557 locations and a total of 26,409 employees. It controls $473 billion in assets under management across its 1,432,715 client accounts, making it one of the largest firms in the country by assets under management. The firm serves 6,248 charities and foundations. Of its 1,432,715 client accounts, 39% are held by high-net-worth investors who have at least $1 million in assets available to invest. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees largely are based on which services the firm provides the client. Fee types charged by Wells Fargo Clearing Services, LLC most likely consist of asset-based, hourly, fixed and commission-based fees.