Mml Investors Services, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Herbert Spaugh is an advisor in Charlotte, North Carolina. Currently a registered financial advisor at Mml Investors Services, LLC, they have accrued a notable 49 years of experience as a registered advisor. Spaugh has a Series 63 license, designating the advisor as a securities agent. Spaugh is able to act as a financial advisor based out of North Carolina. Their career trajectory has included roles at Mml Investors Services, Inc and Connecticut Mutual Finance. Mml Investors Services, LLC is headquartered in Charlotte, North Carolina, and has 1,335 additional offices across the nation. In aggregate, Mml Investors Services, LLC manages $29 billion in assets throughout 238,365 client accounts and retains more than 8,095 people. The level of assets currently under the firm's management places it among the largest firms in the nation. The firm manages 50,683 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the firm's 238,365 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Mml Investors Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Mml Investors Services, LLC Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Herbert Spaugh Work History
Herbert has 49 years of experience.
Mml Investors Services, Inc
Connecticut Mutual Finance
Herbert Spaugh has no disclosures.
Please visit their SEC profile for more details.