James
Dowling

Raymond James Financial Services Advisors, Inc

CRD#71238
Investment Advisor
in Raleigh, NC
Are you James Dowling? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

James Dowling is an investment advisor who works in Raleigh, North Carolina. Currently an investment advisor with Raymond James Financial Services Advisors, Inc, they have accumulated a notable 34 years of professional experience as an investment advisor. Dowling maintains a Series 63 license, designating the advisor as a securities agent. Dowling is registered to operate based out of North Carolina and South Carolina. Dowling has gained experience at Raymond James Financial Services, Inc and Raymond James Financial Services Advisors, Inc. Raymond James Financial Services Advisors, Inc is located in Raleigh, North Carolina, and operates out of 2,040 additional brick-and-mortar locations in the country. As a registered advisory firm, Raymond James Financial Services Advisors, Inc oversees $81 billion in assets throughout 280,698 client accounts and retains more than 5,600 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the nation. The firm manages 151,196 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 7% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Raymond James Financial Services Advisors, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

34 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

210 West Millbrook Rd.
Raleigh, NC 27609

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Raymond James Financial Services Advisors, Inc Brokerage Details

Total Assets Under Management

$103,692,335,631

NC Average: $1,855,561,029
Total Number of Employees

6,224

NC Average: 62
Total Number of Accounts

343,734

NC Average: 2,474
Average Account Size

$301,664

NC Average: $750,025

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Dowling Work History

James has 34 years of experience.

2009 - Present (10 years)

Raymond James Financial Services Advisors, Inc

1984 - Present (35 years)

Raymond James Financial Services, Inc

Disclosures

James Dowling has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started