James
Powell

Raymond James Financial Services Advisors, Inc

CRD#1146466
Investment Advisor
in Charlotte, NC
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About this Advisor

James Powell is a certified financial planner in Charlotte, North Carolina. Currently a registered advisor with Raymond James Financial Services Advisors, Inc, they have gathered 10 years of professional experience in the financial advisory industry. Powell holds a Series 63 license, designating the advisor as a securities broker. Powell is able to advise investors based out of North Carolina. Over the course of their career, Powell has held roles at Wachovia Securities, LLC, Wells Fargo Advisors LLC, Raymond James Financial Services and Raymond James Financial Services Advisors Inc. Raymond James Financial Services Advisors, Inc is headquartered in Charlotte, North Carolina, and has 2,040 offices in the country. In aggregate, Raymond James Financial Services Advisors, Inc oversees $81 billion in assets across 280,698 client accounts and retains more than 5,600 people. The amount of assets the firm manages places it among the largest firms in the nation. The firm manages 151,196 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 7% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Raymond James Financial Services Advisors, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

5960 Fairview Road Suite 100-A
Charlotte, NC 28210

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Raymond James Financial Services Advisors, Inc Brokerage Details

Total Assets Under Management

$103,692,335,631

NC Average: $1,855,561,029
Total Number of Employees

6,224

NC Average: 62
Total Number of Accounts

343,734

NC Average: 2,474
Average Account Size

$301,664

NC Average: $750,025

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Powell Work History

James has 10 years of experience.

2015 - Present (4 years)

Raymond James Financial Services

2015 - Present (4 years)

Raymond James Financial Services Advisors Inc

2009 - 2015 (6 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

James Powell has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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