James
Rice

Ameriprise Financial Services, Inc

CRD#4224492
Investment Advisor
in Charlotte, NC
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About this Advisor

James Rice is a certified financial planner working in Charlotte, North Carolina, who has been in the financial industry for 13 years. Rice is on the advisory team at Ameriprise Financial Services, Inc. They have been employed by Ameriprise Financial Services, Inc for the entirety of their career. Rice holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in North Carolina, Texas and South Carolina. Ameriprise Financial Services, Inc is a registered investment company that has its headquarters in Charlotte, North Carolina. The investment advisory business has offices in 161 locations and a total of 13,020 people on staff. It has $244 billion in assets under management among its 1,268,997 client accounts, making it one of the biggest firms in the country by assets under management. The firm serves 1,420 charitable organizations. Of its 1,268,997 accounts, just 3% belong to high-net-worth individuals who have at least $1 million in investable assets. Ameriprise Financial Services, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees charged by financial advisors largely are based on which services the firm provides the client. However, fee types billed by Ameriprise Financial Services, Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

8832 Blakeney Professional Dr Ste 302
Charlotte, NC 28277-6809

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Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management

$248,321,915,989

NC Average: $5,289,111,388
Total Number of Employees

13,718

NC Average: 157
Total Number of Accounts

1,393,263

NC Average: 8,262
Average Account Size

$178,230

NC Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

James Rice Work History

James has 13 years of experience.

2005 - Present (14 years)

Ameriprise Financial Services, Inc

Disclosures

James Rice has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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