John
Franklin

Securities America Advisors, Inc

CRD#5158352
Investment Advisor
in Raleigh, NC
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About this Advisor

John Franklin is a certified financial planner operating in Raleigh, North Carolina, with a total of 13 years of experience as a financial advisor. Franklin currently works for Securities America Advisors, Inc. Their career trajectory has included roles at The Strategic Financial Alliance, Inc, Woodbury Financial Services, Inc, Securities America Advisors and Securities America Inc. Franklin has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in North Carolina. Securities America Advisors, Inc is a financial advisory firm based out of Raleigh, North Carolina. The company has offices in 1,238 locations and a total of 1,875 financial advisors. It administers $22 billion in assets among its 141,149 client accounts, making it one of the largest firms in the nation by assets under management. The firm provides financial advice to 65 charitable organizations. Of its 141,149 accounts, just 10% are held by high-net-worth individuals who have more than $1 million in investable assets. The advisory firm has a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors depend on the type of financial services provided. However, fees charged by Securities America Advisors, Inc can be comprised of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

3214 Charles B Root Wynd Ste 145
Raleigh, NC 27612-5440

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$21,887,351,786

NC Average: $1,978,216,465
Total Number of Employees

1,992

NC Average: 226
Total Number of Accounts

154,747

NC Average: 7,467
Average Account Size

$141,440

NC Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

John Franklin Work History

John has 13 years of experience.

2016 - Present (3 years)

Securities America Advisors

2016 - Present (3 years)

Securities America Inc

2012 - 2016 (4 years)

Woodbury Financial Services, Inc

2008 - 2012 (4 years)

The Strategic Financial Alliance, Inc

2005 - 2012 (7 years)

The Strategic Financial Alliance, Inc

Disclosures

John Franklin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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